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SLAPO_PPOLICY(5)                                              SLAPO_PPOLICY(5)




NAME

       slapo-ppolicy - Password Policy overlay to slapd


SYNOPSIS

       /opt/local/etc/openldap/slapd.conf


DESCRIPTION

       The  ppolicy overlay is an implementation of the most recent IETF Pass-
       word Policy proposal for  LDAP.    When  instantiated,  it  intercepts,
       decodes and applies specific password policy controls to overall use of
       a backend database, changes to user password fields, etc.

       The overlay provides a variety of password  control  mechanisms.   They
       include password aging -- both minimum and maximum ages, password reuse
       and duplication control, account time-outs, mandatory password  resets,
       acceptable  password  content, and even grace logins.  Different groups
       of users may be associated with different password policies, and  there
       is no limit to the number of password policies that may be created.

       Note that some of the policies do not take effect when the operation is
       performed with the rootdn identity; all the operations, when  performed
       with  any  other identity, may be subjected to constraints, like access
       control.  This overlay requires a rootdn to be configured on the  data-
       base.

       Note  that  the IETF Password Policy proposal for LDAP makes sense when
       considering a single-valued password attribute, while the  userPassword
       attribute  allows multiple values.  This implementation enforces a sin-
       gle value for the userPassword attribute, despite its specification.



CONFIGURATION

       These slapd.conf configuration options apply to  the  ppolicy  overlay.
       They should appear after the overlay directive.

       ppolicy_default <policyDN>
              Specify  the  DN of the pwdPolicy object to use when no specific
              policy is set on a given user's entry. If there is  no  specific
              policy  for  an  entry and no default is given, then no policies
              will be enforced.

       ppolicy_forward_updates
              Specify that policy state changes that result from  Bind  opera-
              tions  (such as recording failures, lockout, etc.) on a consumer
              should be  forwarded  to  a  master  instead  of  being  written
              directly  into  the  consumer's  local database. This setting is
              only useful on a replication consumer,  and  also  requires  the
              updateref  setting and chain overlay to be appropriately config-
              ured.

       ppolicy_hash_cleartext
              Specify that cleartext  passwords  present  in  Add  and  Modify
              requests  should  be hashed before being stored in the database.
              This violates the  X.500/LDAP  information  model,  but  may  be
              needed  to  compensate for LDAP clients that don't use the Pass-
              word Modify extended operation to manage passwords.  It is  rec-
              ommended that when this option is used that compare, search, and
              read access be denied to all directory users.

       ppolicy_use_lockout
              A client will always receive an LDAP InvalidCredentials response
              when  Binding  to  a locked account. By default, when a Password
              Policy control was provided on the Bind request, a Password Pol-
              icy  response  will  be included with no special error code set.
              This option changes the Password Policy response to include  the
              AccountLocked  error  code.  Note that sending the AccountLocked
              error code provides useful information  to  an  attacker;  sites
              that  are  sensitive  to  security issues should not enable this
              option.



OBJECT CLASS

       The ppolicy overlay depends on the pwdPolicy object class.  The defini-
       tion of that class is as follows:

           (  1.3.6.1.4.1.42.2.27.8.2.1
               NAME 'pwdPolicy'
               AUXILIARY
               SUP top
               MUST ( pwdAttribute )
               MAY (
                   pwdMinAge $ pwdMaxAge $ pwdInHistory $
                   pwdCheckQuality $ pwdMinLength $
                   pwdExpireWarning $ pwdGraceAuthnLimit $
                   pwdLockout $ pwdLockoutDuration $
                   pwdMaxFailure $ pwdFailureCountInterval $
                   pwdMustChange $ pwdAllowUserChange $
                   pwdSafeModify $ pwdMaxRecordedFailure ) )

       This   implementation  also  provides  an  additional  pwdPolicyChecker
       objectclass, used for password quality checking (see below).

           (  1.3.6.1.4.1.4754.2.99.1
               NAME 'pwdPolicyChecker'
               AUXILIARY
               SUP top
               MAY ( pwdCheckModule ) )

       Every account that should be subject to password policy control  should
       have a pwdPolicySubentry attribute containing the DN of a valid pwdPol-
       icy entry, or they can simply use the configured default.  In this  way
       different users may be managed according to different policies.



OBJECT CLASS ATTRIBUTES

       Each one of the sections below details the meaning and use of a partic-
       ular attribute of this pwdPolicy object class.


       pwdAttribute

       This attribute contains the name of the attribute to which the password
       policy  is  applied. For example, the password policy may be applied to
       the userPassword attribute.

       Note: in this implementation, the only value accepted for  pwdAttribute
       is  userPassword .

           (  1.3.6.1.4.1.42.2.27.8.1.1
              NAME 'pwdAttribute'
              EQUALITY objectIdentifierMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.38 )

       pwdMinAge

       This  attribute contains the number of seconds that must elapse between
       modifications allowed  to  the  password.  If  this  attribute  is  not
       present,  zero  seconds  is  assumed (i.e. the password may be modified
       whenever and however often is desired).

           (  1.3.6.1.4.1.42.2.27.8.1.2
              NAME 'pwdMinAge'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdMaxAge

       This attribute contains the number of seconds after  which  a  modified
       password  will  expire.   If  this  attribute is not present, or if its
       value is zero (0), then passwords will not expire.

           (  1.3.6.1.4.1.42.2.27.8.1.3
              NAME 'pwdMaxAge'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdInHistory

       This attribute is used to specify the maximum number of used  passwords
       that  will  be stored in the pwdHistory attribute.  If the pwdInHistory
       attribute is not present, or if its value is zero (0),  used  passwords
       will  not be stored in pwdHistory and thus any previously-used password
       may be reused.  No history checking occurs if  the  password  is  being
       modified  by the rootdn, although the password is saved in the history.

           (  1.3.6.1.4.1.42.2.27.8.1.4
              NAME 'pwdInHistory'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdCheckQuality

       This attribute indicates if and how password  syntax  will  be  checked
       while  a  password is being modified or added. If this attribute is not
       present, or its value is zero (0), no syntax checking will be done.  If
       its  value  is  one  (1),  the server will check the syntax, and if the
       server is unable to check the syntax,  whether  due  to  a  client-side
       hashed password or some other reason, it will be accepted. If its value
       is two (2), the server will check the syntax,  and  if  the  server  is
       unable  to  check the syntax it will return an error refusing the pass-
       word.

           (  1.3.6.1.4.1.42.2.27.8.1.5
              NAME 'pwdCheckQuality'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdMinLength

       When  syntax  checking  is  enabled  (see  also   the   pwdCheckQuality
       attribute),  this  attribute  contains the minimum number of characters
       that will be accepted in a password. If this attribute is not  present,
       minimum  password  length  is  not enforced. If the server is unable to
       check the length of the password, whether due to a  client-side  hashed
       password  or some other reason, the server will, depending on the value
       of pwdCheckQuality, either accept the password without checking it  (if
       pwdCheckQuality  is zero (0) or one (1)) or refuse it (if pwdCheckQual-
       ity is two (2)).

           (  1.3.6.1.4.1.42.2.27.8.1.6
              NAME 'pwdMinLength'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdExpireWarning

       This attribute contains the maximum number of seconds before a password
       is due to expire that expiration warning messages will be returned to a
       user who is authenticating to the directory.  If this attribute is  not
       present, or if the value is zero (0), no warnings will be sent.

           (  1.3.6.1.4.1.42.2.27.8.1.7
              NAME 'pwdExpireWarning'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdGraceAuthnLimit

       This  attribute  contains  the number of times that an expired password
       may be used to authenticate a user to the directory. If this  attribute
       is  not  present  or if its value is zero (0), users with expired pass-
       words will not be allowed to authenticate to the directory.

           (  1.3.6.1.4.1.42.2.27.8.1.8
              NAME 'pwdGraceAuthnLimit'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdLockout

       This attribute specifies the action that should be taken by the  direc-
       tory  when  a user has made a number of failed attempts to authenticate
       to the directory.  If pwdLockout is set (its value is "TRUE"), the user
       will  not  be allowed to attempt to authenticate to the directory after
       there have been a specified number of consecutive failed bind attempts.
       The maximum number of consecutive failed bind attempts allowed is spec-
       ified by the pwdMaxFailure attribute.  If pwdLockout is not present, or
       if  its  value  is "FALSE", the password may be used to authenticate no
       matter how many consecutive failed bind attempts have been made.

           (  1.3.6.1.4.1.42.2.27.8.1.9
              NAME 'pwdLockout'
              EQUALITY booleanMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
              SINGLE-VALUE )

       pwdLockoutDuration

       This attribute contains the number of seconds during which the password
       cannot  be  used  to  authenticate the user to the directory due to too
       many consecutive failed bind attempts.  (See also pwdLockout  and  pwd-
       MaxFailure.)   If pwdLockoutDuration is not present, or if its value is
       zero (0), the password cannot be used to authenticate the user  to  the
       directory again until it is reset by an administrator.

           (  1.3.6.1.4.1.42.2.27.8.1.10
              NAME 'pwdLockoutDuration'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdMaxFailure

       This  attribute contains the number of consecutive failed bind attempts
       after which the password may not be used to authenticate a user to  the
       directory.   If pwdMaxFailure is not present, or its value is zero (0),
       then a user will be allowed to continue to attempt to  authenticate  to
       the directory, no matter how many consecutive failed bind attempts have
       occurred with that user's DN.  (See also pwdLockout and pwdLockoutDura-
       tion.)

           (  1.3.6.1.4.1.42.2.27.8.1.11
              NAME 'pwdMaxFailure'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdMaxRecordedFailure

       This  attribute  contains the maximum number of failed bind attempts to
       store in a user's entry.  If pwdMaxRecordedFailure is not  present,  or
       its  value is zero (0), then it defaults to the value of pwdMaxFailure.
       If that value is also 0, the default is 5.

           (  1.3.6.1.4.1.42.2.27.8.1.16
              NAME 'pwdMaxRecordedFailure'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdFailureCountInterval

       This attribute contains the number of seconds after which old  consecu-
       tive  failed  bind  attempts  are purged from the failure counter, even
       though no  successful  authentication  has  occurred.   If  pwdFailure-
       CountInterval  is  not  present,  or its value is zero (0), the failure
       counter will only be reset by a successful authentication.

           (  1.3.6.1.4.1.42.2.27.8.1.12
              NAME 'pwdFailureCountInterval'
              EQUALITY integerMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
              SINGLE-VALUE )

       pwdMustChange

       This attribute specifies whether users must change their passwords when
       they  first  bind  to the directory after a password is set or reset by
       the administrator, or not.  If pwdMustChange has  a  value  of  "TRUE",
       users must change their passwords when they first bind to the directory
       after a password is  set  or  reset  by  the  administrator.   If  pwd-
       MustChange  is  not  present,  or  its  value is "FALSE", users are not
       required to change their password upon binding after the  administrator
       sets or resets the password.

           (  1.3.6.1.4.1.42.2.27.8.1.13
             NAME 'pwdMustChange'
             EQUALITY booleanMatch
             SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
             SINGLE-VALUE )

       pwdAllowUserChange

       This  attribute specifies whether users are allowed to change their own
       passwords or not.  If pwdAllowUserChange is set to "TRUE",  or  if  the
       attribute  is  not  present,  users will be allowed to change their own
       passwords.  If its value is "FALSE",  users  will  not  be  allowed  to
       change their own passwords.

       Note: this implies that when pwdAllowUserChange is set to "TRUE", users
       will still be able to change the password of another user, subjected to
       access  control.   This  restriction  only  applies to modifications of
       ones's own password.  It should also be noted  that  pwdAllowUserChange
       was defined in the specification to provide rough access control to the
       password attribute in implementations  that  do  not  allow  fine-grain
       access control.  Since OpenLDAP provides fine-grain access control, the
       use of this attribute is discouraged; ACLs should be used instead  (see
       slapd.access(5) for details).

           (  1.3.6.1.4.1.42.2.27.8.1.14
              NAME 'pwdAllowUserChange'
              EQUALITY booleanMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
              SINGLE-VALUE )

       pwdSafeModify

       This  attribute  denotes  whether  the user's existing password must be
       sent along with their new password when changing a password.   If  pwd-
       SafeModify  is  set to "TRUE", the existing password must be sent along
       with the new password.  If the attribute is not present, or  its  value
       is  "FALSE",  the existing password need not be sent along with the new
       password.

           (  1.3.6.1.4.1.42.2.27.8.1.15
              NAME 'pwdSafeModify'
              EQUALITY booleanMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
              SINGLE-VALUE )

       pwdCheckModule

       This attribute names a user-defined loadable module that must instanti-
       ate  the  check_password()  function.   This function will be called to
       further check a new password if pwdCheckQuality is set to  one  (1)  or
       two (2), after all of the built-in password compliance checks have been
       passed.  This function will be called according to this function proto-
       type:
           int check_password (char *pPasswd, char **ppErrStr, Entry *pEntry);
       The pPasswd  parameter  contains  the  clear-text  user  password,  the
       ppErrStr  parameter  contains a double pointer that allows the function
       to return human-readable details about any error  it  encounters.   The
       optional  pEntry parameter, if non-NULL, carries a pointer to the entry
       whose password is being checked.  If ppErrStr is  NULL,  then  funcName
       must  NOT  attempt to use it/them.  A return value of LDAP_SUCCESS from
       the called function indicates that the password is ok, any other  value
       indicates  that the password is unacceptable.  If the password is unac-
       ceptable, the server will return an error to the client,  and  ppErrStr
       may  be  used  to  return  a  human-readable textual explanation of the
       error. The error string must be dynamically allocated  as  it  will  be
       free()'d by slapd.

           (  1.3.6.1.4.1.4754.1.99.1
              NAME 'pwdCheckModule'
              EQUALITY caseExactIA5Match
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.26
              SINGLE-VALUE )

       Note:  The user-defined loadable module named by pwdCheckModule must be
       in slapd's standard executable search PATH.

       Note: pwdCheckModule is a non-standard extension to the  LDAP  password
       policy proposal.



OPERATIONAL ATTRIBUTES

       The operational attributes used by the ppolicy module are stored in the
       user's entry.  Most of these attributes are not intended to be  changed
       directly  by  users;  they are there to track user activity.  They have
       been detailed here so that administrators and users can both understand
       the workings of the ppolicy module.


       Note that the current IETF Password Policy proposal does not define how
       these operational attributes are expected to behave  in  a  replication
       environment. In general, authentication attempts on a slave server only
       affect the copy of the operational attributes on that  slave  and  will
       not  affect  any  attributes  for  a user's entry on the master server.
       Operational attribute changes resulting from authentication attempts on
       a  master  server  will usually replicate to the slaves (and also over-
       write any changes that originated on the slave).  These  behaviors  are
       not  guaranteed  and  are subject to change when a formal specification
       emerges.

       userPassword

       The userPassword attribute is not strictly part of the ppolicy  module.
       It  is,  however,  the  attribute that is tracked and controlled by the
       module.  Please refer to the standard OpenLDAP schema for  its  defini-
       tion.

       pwdPolicySubentry

       This  attribute refers directly to the pwdPolicy subentry that is to be
       used for this particular directory user.  If pwdPolicySubentry  exists,
       it  must  contain  the  DN of a valid pwdPolicy object.  If it does not
       exist, the ppolicy module will  enforce  the  default  password  policy
       rules  on  the user associated with this authenticating DN. If there is
       no default, or the referenced subentry does not exist, then  no  policy
       rules will be enforced.

           (  1.3.6.1.4.1.42.2.27.8.1.23
              NAME 'pwdPolicySubentry'
              DESC 'The pwdPolicy subentry in effect for
                  this object'
              EQUALITY distinguishedNameMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.12
              SINGLE-VALUE
              NO-USER-MODIFICATION
              USAGE directoryOperation)

       pwdChangedTime

       This  attribute  denotes  the  last  time that the entry's password was
       changed.  This value is used  by  the  password  expiration  policy  to
       determine  whether the password is too old to be allowed to be used for
       user authentication.  If pwdChangedTime  does  not  exist,  the  user's
       password will not expire.

           (  1.3.6.1.4.1.42.2.27.8.1.16
              NAME 'pwdChangedTime'
              DESC 'The time the password was last changed'
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
              EQUALITY generalizedTimeMatch
              ORDERING generalizedTimeOrderingMatch
              SINGLE-VALUE
              NO-USER-MODIFICATION
              USAGE directoryOperation)

       pwdAccountLockedTime

       This  attribute  contains  the time that the user's account was locked.
       If the account has been locked, the password may no longer be  used  to
       authenticate the user to the directory.  If pwdAccountLockedTime is set
       to 000001010000Z, the user's account has been  permanently  locked  and
       may  only  be  unlocked  by an administrator. Note that account locking
       only takes effect when the pwdLockout password policy attribute is  set
       to "TRUE".

           (  1.3.6.1.4.1.42.2.27.8.1.17
              NAME 'pwdAccountLockedTime'
              DESC 'The time an user account was locked'
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
              EQUALITY generalizedTimeMatch
              ORDERING generalizedTimeOrderingMatch
              SINGLE-VALUE
              NO-USER-MODIFICATION
              USAGE directoryOperation)

       pwdFailureTime

       This  attribute  contains  the  timestamps  of  each of the consecutive
       authentication failures made upon attempted authentication to  this  DN
       (i.e.  account).   If too many timestamps accumulate here (refer to the
       pwdMaxFailure password policy attribute for details), and the  pwdLock-
       out  password  policy  attribute  is  set to "TRUE", the account may be
       locked.   (Please  also  refer  to  the  pwdLockout   password   policy
       attribute.)  Excess timestamps beyond those allowed by pwdMaxFailure or
       pwdMaxRecordedFailure may also be purged.  If a successful  authentica-
       tion  is  made to this DN (i.e. to this user account), then pwdFailure-
       Time will be cleansed of entries.

           (  1.3.6.1.4.1.42.2.27.8.1.19
              NAME 'pwdFailureTime'
              DESC 'The timestamps of the last consecutive
                  authentication failures'
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
              EQUALITY generalizedTimeMatch
              ORDERING generalizedTimeOrderingMatch
              NO-USER-MODIFICATION
              USAGE directoryOperation )

       pwdHistory

       This attribute contains the history of previously  used  passwords  for
       this DN (i.e. for this user account).  The values of this attribute are
       stored in string format as follows:


           pwdHistory=
               time "#" syntaxOID "#" length "#" data

           time=
               GeneralizedTime as specified in section 3.3.13 of [RFC4517]


           syntaxOID = numericoid
               This is the string representation  of  the  dotted-decimal  OID
               that defines the syntax used to store the password.  numericoid
               is described in section 1.4 of [RFC4512].

           length = NumericString
               The number of octets in the data.  NumericString  is  described
               in section 3.3.23 of [RFC4517].

           data =
               Octets  representing  the  password  in the format specified by
               syntaxOID.


       This format allows the server to store and transmit a history of  pass-
       words  that have been used.  In order for equality matching on the val-
       ues in this attribute to function properly, the time field  is  in  GMT
       format.

           (  1.3.6.1.4.1.42.2.27.8.1.20
              NAME 'pwdHistory'
              DESC 'The history of user passwords'
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.40
              EQUALITY octetStringMatch
              NO-USER-MODIFICATION
              USAGE directoryOperation)

       pwdGraceUseTime  This  attribute  contains  the  list  of timestamps of
       logins made after the user password in the DN has expired.  These post-
       expiration  logins  are  known  as  "grace  logins".  If too many grace
       logins have been used (please refer to the pwdGraceLoginLimit  password
       policy  attribute), then the DN will no longer be allowed to be used to
       authenticate the user to the directory until the administrator  changes
       the DN's userPassword attribute.

           (  1.3.6.1.4.1.42.2.27.8.1.21
              NAME 'pwdGraceUseTime'
              DESC  'The  timestamps  of the grace login once the password has
           expired'
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
              EQUALITY generalizedTimeMatch
              NO-USER-MODIFICATION
              USAGE directoryOperation)

       pwdReset

       This attribute indicates whether the user's password has been reset  by
       the  administrator  and  thus must be changed upon first use of this DN
       for authentication to the directory.  If pwdReset  is  set  to  "TRUE",
       then  the  password  was  reset  and the user must change it upon first
       authentication.  If the attribute does not exist, or is set to "FALSE",
       the user need not change their password due to administrative reset.

           (  1.3.6.1.4.1.42.2.27.8.1.22
              NAME 'pwdReset'
              DESC 'The indication that the password has
                  been reset'
              EQUALITY booleanMatch
              SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
              SINGLE-VALUE
              USAGE directoryOperation)



EXAMPLES

              database bdb
              suffix dc=example,dc=com
              ...
              overlay ppolicy
              ppolicy_default "cn=Standard,ou=Policies,dc=example,dc=com"



SEE ALSO

       ldap(3), slapd.conf(5), slapd-config(5), slapo-chain(5).

       "OpenLDAP Administrator's Guide" (http://www.OpenLDAP.org/doc/admin/)

       IETF  LDAP  password  policy  proposal  by P. Behera, L.  Poitou and J.
       Sermersheim:  documented in IETF document  "draft-behera-ldap-password-
       policy-09.txt".



BUGS

       The LDAP Password Policy specification is not yet an approved standard,
       and it is still evolving. This code will continue to be in  flux  until
       the specification is finalized.



ACKNOWLEDGEMENTS

       This module was written in 2004 by Howard Chu of Symas Corporation with
       significant input from Neil Dunbar  and  Kartik  Subbarao  of  Hewlett-
       Packard.

       This manual page borrows heavily and shamelessly from the specification
       upon which the password policy module  it  describes  is  based.   This
       source  is  the  IETF  LDAP  password  policy proposal by P. Behera, L.
       Poitou and J. Sermersheim.  The proposal is  fully  documented  in  the
       IETF  document  named draft-behera-ldap-password-policy-09.txt, written
       in July of 2005.

       OpenLDAP Software is developed and maintained by The  OpenLDAP  Project
       <http://www.openldap.org/>.  OpenLDAP Software is derived from the Uni-
       versity of Michigan LDAP 3.3 Release.



OpenLDAP 2.4.45                   2017/06/01                  SLAPO_PPOLICY(5)

openldap 2.4.45 - Generated Fri Jun 2 10:02:09 CDT 2017
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